Total value of investor settlements dip, as cases involve smaller issuers, SPACs
Extreme stress in nickel markets led to trading outage in 2022
Fund held securities, including oilsands companies, that it said were screened out
Scheme sought to manipulate the value of troubled WeWork shares
Fractional investment firm platform triggered registration requirement
Regulator alleges interference in firm's investigation into sexual harassment allegations
Receiver won't take legal action against banks used in B.C. Ponzi scheme
The change has positive implications for reps who get terminated for an enforcement investigation, Ellen Bessner says
Failed fund manager still owes $4.7-million receivable to funds
Connecting issuers and investors violated securities rules, regulator said