Model rule, if implemented by regulators, would add enforcement teeth to arb awards, sanctions
MFDA alleged over $300,000 was taken through early GIC redemptions, withdrawals
Fund managers hid risk of complex trading strategy that blew up in March 2020
Scheme secured US$133 million in loans based on forged documents
Firm settled allegations involving unapproved electronic access
David Singh was sentenced to three and a half years in jail and ordered to pay $4.8 million in restitution
Global crypto mining and trading scheme was a sham, U.S. authorities allege
Trio failed to implement controls to prevent violations of derivatives, money laundering rules
Front running unreleased stock picks netted US$12 million in illicit profits, U.S. authorities say
The regulator added 20 staffers to its crypto enforcement team