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Tribunal bans David Singh following fraud conviction


Court asked to approve two years worth of fees in ongoing receivership

The facade of the Royal Exchange in the City of London

Consultation seeks to set rules for financial industry cloud providers


U.S. authorities allege investors hit with over US$88 million in undisclosed fees


The fine is the second announced this week, after RBC was also penalized

Big binders

Decision on tougher investor protection measures coming by end of 2025

penalty card

Firms to pay US$2.6 million, including US$1 million in client restitution


Banque Pictet to pay US$122.9 million in deferred prosecution deal

Judge looks at papers

CIRO doesn't need an order to use compelled evidence in its own proceedings, regulatory panel says

Green globe

Regulators launch consultation on standards, practices for carbon credit trading