The company operated an unregistered securities platform and brokerage service, the U.S. regulator says
New agent allegedly split commissions with ex-agent, churned those clients
The man was also ordered to pay more than $2 million in restitution to victims
Conflict of interest concerns spark regulators' review
The risk of misleading disclosure pervades sustainable product lineups, European regulators say
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
As data transfer lags, launch date is pushed back
SRO ordered US$48.1 million in monetary penslties in 2022
Most of the investors' money was put into riskier projects than promised
Market manipulation scheme run on Discord channel, regulator says