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One client lost $30,000 and another lost $212,000 as a result of advisor’s misconduct

Halifax, Nova Scotia, Waterfront

Nova Scotia joins two other provinces in giving IIROC full enforcement toolkit

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The Cyprus-based firm allowed Ontario investors to trade contracts for difference

Typical yellow taxi in Manhattan street, New York city.

State securities regulators place increased focus on cryptoassets

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$500,000 penalty a strong deterrent, OSC panel says, and the firm has spent substantially more to upgrade its systems

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The bank’s penalty was substantially reduced in recognition of its self-reporting and co-operation

Judge gavel, scales of justice and law books in court

Court orders Daniel Tiffin to pay restitution to clients who purchased promissory notes

Closeup of mallet being hit on stacked coins at table in courtroom

The advisor later admitted to making unsuitable recommendations to clients

meeting room interior with table, raw of chairs and block-notes,decorated in black and white tones

A female advisor misappropriated more than $31,000 from her father, who was a client

gavel with $100-bill background

Eric Tremblay admitted he misled OSC staff investigating insider trading involving Amaya Gaming Group