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Keyword: Enforcement

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Pile of cryptocurrency coins

Authorities allege crypto firm traded securities without registration

Block letters spelling fraud, with magnifying glass

SEC, DoJ allege that market manipulation drove penny stock to outlandish valuation


Defence tactics in a crypto case ended in a costs award that far outweighed the sanctions

gavel on a laptop

Insider trading ahead of Motley Fool stock picks netted millions in illegal profits

Judge's gavel with magnifying glass on black.

Inquiry follows exam cheating scandal, other auditor misconduct


Tech execs established insider selling plan knowing bad news was coming, regulator said

Stock trading, people, business concept.

Local regulators opened thousands of investigations, handed down millions in sanctions

eb and internet concept with social media and social network signs and words

Earlier this year, the regulator settled with other clients of the same marketing firm for similar allegations

digital tablet hands graph planning economic business success

The firm agreed to pay US$35 million to settle privacy violation allegations


Company settled allegations that tokens were unregistered securities, while influencer vows to fight charge