Broker conflicts, finfluencers, gamification among regulators' priorities
Clients lost more than $1.5 million on rep's failed fintech venture
BCSC returns nearly $40,000 to investors who lost much more
Settlement includes 20-year market bans, monetary sanctions
Firm failed to adequately oversee rep's risky trading strategy, CIRO says
Regulator suspends firm and agents amid alleged misconduct
Terms of firm's sale weren't fully disclosed to regulators
OneCoin scheme took in over US$4 billion from investors, U.S. authorities allege
Off-channel communications hamper regulatory oversight
Involvement with crypto amounted to undisclosed outside business activity, personal financial dealings