Enforcement

From the Regulators

Bridge loan business turned Ponzi scheme: SEC

July 11, 2025 James Langton
ponzi scheme
From the Regulators

U.S. charges operators of global crypto scheme

July 9, 2025 James Langton
Crypto coins
From the Regulators

Bank of England fines first infrastructure firm

July 9, 2025 James Langton
Facade of bank of england
From the Regulators

FCA sanctions fintech over anti-crime controls

July 8, 2025 James Langton
Class action
From the Regulators

Former rep sanctioned for risky discretionary trading

July 7, 2025 James Langton
Judge makes ruling
Industry News

FSRA imposed $1.7M in penalties in 2022–24

July 7, 2025 Michelle Schriver
Change concept with red paper airplane leading among white
From the Regulators

Ex-analyst gets jail in U.K. for insider trading

July 4, 2025 James Langton
Chart showing ups and downs of stock market
News

Crypto fraudsters get jail in U.K.

July 4, 2025 James Langton
Crypto coins
From the Regulators

Firm appeals OSC receivership

July 4, 2025 James Langton
Business lawyer team. Working together of lawyer in the meeting.
From the Regulators

SEC secures final judgment in ‘free rider’ case

July 4, 2025 James Langton
stealing money
News

Forex firm faces fraud charges

July 3, 2025 James Langton
Fraud allure
From the Regulators

CSA flags venture market pump-and-dump risk

July 3, 2025 James Langton
Illustration of a businessperson using a magnifying glass to examine files