Demand for advice, strong markets to drive growth in client assets
Regulator defends its conduct in 'mini-bond' investigations
Several clients who lost money filed lawsuits last year
B.C. court refuses to dismiss case, despite similar action in Ontario
Fund investors don't need to allege fraud, court finds
Regulator slims its roster of task forces, signals shift in focus
Investors didn't get paid for lending securities, SRO alleged
DoJ alleges that DeFi protocols exploited for US$65 million in crypto
Sanctions needed to level playing field with crypto firms that are complying
Former Goldman Sachs analyst traded on confidential M&A information