Enforcement

News

Private equity exec charged with fraud

December 16, 2025 James Langton
Court decision, Justice
News

Panel rejects CIRO case against reps, again

December 16, 2025 James Langton
papers on a desk
News

Rep’s misconduct shouldn’t be career ending: SRO

December 15, 2025 James Langton
penalty card
From the Regulators

Fintech execs allegedly duped private equity firm

December 15, 2025 James Langton
Crossed fingers
From the Regulators

FCA fines lender £44m for anti-crime control failings

December 12, 2025 James Langton
Big Ben
From the Regulators

Crypto mogul Do Kwon sentenced to 15 years in prison for US$40B stablecoin fraud

December 11, 2025 Michael R. Sisak, The Associated Press
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

FINTRAC seeks sanctions on money transfer firm

December 11, 2025 James Langton
penalty card
From the Regulators

CSA, CIRO launch scam website takedown

December 11, 2025 James Langton
Metal handcuffs placed over the word fraud
Industry News

FSRA revokes licence of insurance agent for allegedly misappropriating $700K from church members

December 11, 2025 Michelle Schriver
new rules
From the Regulators

U.S. charges Canadian in alleged crypto Ponzi scheme

December 10, 2025 James Langton
Finfluencers
From the Regulators

SEC supports lifting constraints on equity research

December 8, 2025 James Langton
SEC
Research and Markets

Canada’s crypto tax crackdown reaps millions — but no criminal charges yet

December 8, 2025 Darryl Greer, The Canadian Press
Digital assets