Enforcement

News

Court approves CIBC trailer fee settlement

January 7, 2026 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

The banker, the brothers, the friends and their frauds

January 7, 2026 James Langton
Judge looks at papers
From the Regulators

U.S. broker pays restitution to short-changed clients

January 6, 2026 James Langton
penalty card
From the Regulators

Whistleblower rewards out of fashion with U.S. regs

December 22, 2025 James Langton
Handful of cash
From the Regulators

SEC sanctions Canadian over pump-and-dumps

December 19, 2025 James Langton
Fraud allure
From the Regulators

Executive banned in failed real estate scheme

December 19, 2025 James Langton
Forlorn businessman
From the Regulators

SEC sanctions key figures in FTX scandal

December 19, 2025 James Langton
Crypto money
From the Regulators

Corporate director convicted of insider trading

December 19, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Crypto platform sanctioned by FINTRAC

December 18, 2025 James Langton
Judgment fine
From the Regulators

MX proposes changes to enforcement

December 18, 2025 James Langton
Old and new sign
From the Regulators

SEC alleges bitcoin miner duped investors

December 18, 2025 James Langton
Robber captured
From the Regulators

CIRO settles with dealer for oversight lapse

December 17, 2025 James Langton
virtual regulation