Enforcement

From the Regulators

Rep turned fraudster sanctioned by CIRO

January 16, 2026 James Langton
Banned
From the Regulators

Proposed fine too light, CIRO panel finds

January 15, 2026 James Langton
Picking a dollar
News

Clinical trial results drove insider trading: SEC

January 15, 2026 James Langton
Businessman shamed
News

Six arrested in probe of U.K. housing REIT

January 15, 2026 James Langton
Fraudster imprisoned
News

BCSC adds to ex-rep’s CIRO sanctions

January 15, 2026 James Langton
Judge looks at papers
From the Regulators

SEC drops accounting fraud case against mining exec

January 13, 2026 James Langton
mining truck
From the Regulators

Ontario court blasts Binance’s legal tactics

January 12, 2026 James Langton
Court ruling
From the Regulators

As layoff loomed, exec turned to insider trading

January 12, 2026 James Langton
fraud
From the Regulators

A bit of good news for Bridging investors

January 9, 2026 James Langton
Court decision, Justice
From the Regulators

Former fund rep fined, banned in used car scheme

January 9, 2026 James Langton
Judgment fine
From the Regulators

FINRA seeks ‘speed bumps’ to guard against fraud

January 8, 2026 James Langton
new rules
News

Ex-TD banker pleads guilty in money laundering case

January 7, 2026 James Langton
TD bank. stock photo