Enforcement

From the Regulators

FCA fines lender £44m for anti-crime control failings

December 12, 2025 James Langton
Big Ben
From the Regulators

Crypto mogul Do Kwon sentenced to 15 years in prison for US$40B stablecoin fraud

December 11, 2025 Michael R. Sisak, The Associated Press
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

FINTRAC seeks sanctions on money transfer firm

December 11, 2025 James Langton
penalty card
From the Regulators

CSA, CIRO launch scam website takedown

December 11, 2025 James Langton
Metal handcuffs placed over the word fraud
Industry News

FSRA revokes licence of insurance agent for allegedly misappropriating $700K from church members

December 11, 2025 Michelle Schriver
new rules
From the Regulators

U.S. charges Canadian in alleged crypto Ponzi scheme

December 10, 2025 James Langton
Finfluencers
From the Regulators

SEC supports lifting constraints on equity research

December 8, 2025 James Langton
SEC
Research and Markets

Canada’s crypto tax crackdown reaps millions — but no criminal charges yet

December 8, 2025 Darryl Greer, The Canadian Press
Digital assets
From the Regulators

Rep sanctioned in SEC fraud case

December 5, 2025 James Langton
Gavel and texts
From the Regulators

Virtu sanctioned by SEC

December 4, 2025 James Langton
Court settlement
From the Regulators

Court rejects attempt to revive lawsuit against rep, RBC DS

December 3, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Broker failed to supervise front-end fund sales: FINRA

December 3, 2025 James Langton
Court settlement