Enforcement

News

BCSC adds to ex-rep’s CIRO sanctions

January 15, 2026 James Langton
Judge looks at papers
From the Regulators

SEC drops accounting fraud case against mining exec

January 13, 2026 James Langton
mining truck
From the Regulators

Ontario court blasts Binance’s legal tactics

January 12, 2026 James Langton
Court ruling
From the Regulators

As layoff loomed, exec turned to insider trading

January 12, 2026 James Langton
fraud
From the Regulators

A bit of good news for Bridging investors

January 9, 2026 James Langton
Court decision, Justice
From the Regulators

Former fund rep fined, banned in used car scheme

January 9, 2026 James Langton
Judgment fine
From the Regulators

FINRA seeks ‘speed bumps’ to guard against fraud

January 8, 2026 James Langton
new rules
News

Ex-TD banker pleads guilty in money laundering case

January 7, 2026 James Langton
TD bank. stock photo
News

Court approves CIBC trailer fee settlement

January 7, 2026 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

The banker, the brothers, the friends and their frauds

January 7, 2026 James Langton
Judge looks at papers
From the Regulators

U.S. broker pays restitution to short-changed clients

January 6, 2026 James Langton
penalty card
From the Regulators

Whistleblower rewards out of fashion with U.S. regs

December 22, 2025 James Langton
Handful of cash