Enforcement

News

CIRO sanctions firm, exec for trading misconduct

February 19, 2026 James Langton
Business lawyer team. Working together of lawyer in the meeting.
From the Regulators

BoC hits fintech with compliance order

February 18, 2026 James Langton
BCSC compliance review highlights top deficiencies
From the Regulators

B.C. court upholds class action appeal

February 13, 2026 James Langton
Judge looks at papers
From the Regulators

FINTRAC sanctions second Ontario real estate broker

February 12, 2026 James Langton
Illustration of a businessperson using a magnifying glass to examine files
From the Regulators

Closet indexing class action against CIBC certified

February 11, 2026 James Langton
Class action
From the Regulators

Ex-CEO gets jail in crypto fraud scheme

February 11, 2026 James Langton
Stealing money
From the Regulators

Fugitive crypto launderer gets 20 years

February 11, 2026 James Langton
Crypto currency
From the Regulators

SEC settles cherry-picking case against advisory firm

February 11, 2026
Court settlement
From the Regulators

Claim against Bridging fund to be heard in mid-June

February 10, 2026 James Langton
calendar court
News

FCA alleges crypto platform breached new rules

February 10, 2026 James Langton
crypto currency regulation
News

FINTRAC sanctions real estate broker

February 10, 2026 James Langton
Laundering money