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  1. Home
  2. Enforcement

Enforcement

From the Regulators

SEC settles accounting fraud allegations

January 28, 2026 James Langton
Court settlement
From the Regulators

U.S. securities class-action filings down, damages up

January 28, 2026 James Langton
signing document
From the Regulators

New Brunswick bolsters investor protection

January 28, 2026 James Langton
dominos falling
News

SEC alleges SPAC deal based on fraud

January 27, 2026 James Langton
SEC
News

Former rep convicted on fraud charges

January 27, 2026 James Langton
Court decision, Justice
News

Biotech exec gets prison for securities fraud

January 26, 2026 James Langton
businessman behind bars
News

Tribunal bans trader, after the first ban didn’t take

January 26, 2026 James Langton
calendar court
News

OSC’s disclosure issues didn’t justify stay: Tribunal

January 26, 2026 James Langton
Court ruling
From the Regulators

Aussie fund manager gets jail for insider trading

January 23, 2026 James Langton
Fraudster captured
From the Regulators

Claim against Bridging fund not dead yet

January 23, 2026 James Langton
Court decision, Justice
News

Tribunal shoots down OSC case

January 23, 2026 James Langton
Magnifying glass on documents
News

Investors seek action against funds’ receiver

January 22, 2026 James Langton
Business lawyer team. Working together of lawyer in the meeting.
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