Enforcement

From the Regulators

SEC sanctions firm’s pandemic loan pricing

February 26, 2026 James Langton
Court settlement
News

Crypto fund manager faces U.S. tax charges

February 25, 2026 James Langton
Man reads legal document carefully using magnifying glass
News

ASIC secures record penalties in second half of 2025

February 25, 2026 James Langton
figure-money-coins
News

BMO, ex-trader sanctioned in front-running case

February 25, 2026 James Langton
Fines graphic
News

SDNY offers companies ‘get out of jail free’ card

February 25, 2026 James Langton
Suit
From the Regulators

SEC overhauls enforcement manual

February 24, 2026 James Langton
SEC
From the Regulators

Investor protection follows function, not form: ESMA

February 24, 2026 James Langton
crypto currency regulation
From the Regulators

Man pleads guilty to laundering almost US$100 million

February 23, 2026 James Langton
Pile of cryptocurrency coins
From the Regulators

U.K. finfluencers fined for posts

February 20, 2026 James Langton
Finfluencers
News

Ponzi ‘winners’ to get further day in court

February 20, 2026 James Langton
Canadian laws
From the Regulators

ESMA sanctions trade reporting breaches

February 20, 2026 James Langton
Judgment fine
News

U.S. advisor gets 90 months in jail for Ponzi scheme

February 19, 2026 James Langton
Businessman shamed