Enforcement

News

FCA secures restitution for fund investors

October 14, 2025 James Langton
Court decision, Justice
From the Regulators

That’s a wrap on fund manager’s receivership

October 9, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

FINTRAC fines accounting firm

October 9, 2025 James Langton
Laundering money
From the Regulators

Complaint confidentiality in the public interest

October 9, 2025 James Langton
Judge makes ruling
From the Regulators

FSRA steps up sanctions of life and health agents

October 8, 2025 Alisha Hiyate
Illustration of a businessperson using a magnifying glass to examine files
From the Regulators

U.S. regulators to narrow enforcement

October 8, 2025 James Langton
Entrance to The Federal Deposit Insurance Corporation (FDIC) in Washington DC. stock photo
From the Regulators

Investment fund Ponzi schemer gets jail

October 6, 2025 James Langton
Finfluencers
From the Regulators

Crypto sector regulation still patchy

October 6, 2025 James Langton
Crypto currency
From the Regulators

Fraudsman banned by ASC

October 3, 2025 James Langton
Stealing money
From the Regulators

Fraudsman impersonated crypto influencers

October 2, 2025 James Langton
Finfluencers
From the Regulators

Firms falling short on KYC, suitability: BCSC

October 1, 2025 James Langton
Regulations
From the Regulators

Charlie Javice sentenced to 7 years in prison for fraudulent sale of financial aid startup

September 29, 2025 Larry Neumeister, The Associated Press
fraud