Enforcement

News

Court orders AMF tribunal to consider settlement

November 18, 2025 James Langton
calendar court
From the Regulators

Jail for crypto Ponzi schemer

November 17, 2025 James Langton
ponzi scheme
From the Regulators

Fake advisory firms in ‘ramp-and-dump’ scam: SEC

November 14, 2025 James Langton
Finfluencers
From the Regulators

Double trouble: Twins convicted of defrauding clients

November 14, 2025 James Langton
Business lawyer team. Working together of lawyer in the meeting.
From the Regulators

Court upholds tribunal’s findings in crypto case

November 14, 2025 James Langton
compliance
From the Regulators

FSRA fines former insurance agent $80K for unlicensed sales

November 13, 2025 Michelle Schriver
Gavel and texts
From the Regulators

Investors not getting fair value from CFDs: FCA

November 13, 2025 James Langton
Regulation
News

ASIC targets private credit for enforcement

November 12, 2025 James Langton
path obstacles
News

BCSC settles illegal distribution allegations

November 7, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

Former exec allegedly duped firm of US$150 million

November 5, 2025 James Langton
Stealing money
News

Closet indexing class action to focus on disclosure

November 5, 2025 James Langton
Court decision, Justice
From the Regulators

Tribunal declines to lift enforcement sanctions

November 5, 2025 James Langton
Judgment fine