Regulator alleges firm has been operating with a capital deficiency
Paul Donald’s conduct “contrary to the public interest”
Layering activity constituted “market abuse”
Fund salesman’s recommendations had “devastating consequences” for clients, panel says
MFDA fines firm over trade supervision, record keeping
Prior forged his siblings’ signatures on guarantees for his personal investment account
IIROC panel imposes sanctions for misconduct
Sentences give to Abel Da Silva will be served consecutively, not concurrently
Regulator failed to make its case against former Scotia Capital star trader, panel rules
In a split decision, court refuses to overturn OSC settlement in tipping case