Company illegally distributed securities, misled investors, regulator alleged
U.S. authorities charge founder, claim platform was a Ponzi scheme
SEC pays tipster for info that spawned review, produced enforcement
Firm breached rules by allowing trading in unregistered binary options
Actions represented a "serious" conflict of interest, panel says
U.S. authorities allege that investors misled about tech's capabilities
Provincial regulator orders case returned to the SRO to be reconsidered
Former Assante rep agrees to ban, $2.3 million in sanctions
Firm breached rules by implying regulators endorsed ratings
Initial distribution to unitholders in BFI funds cut by $170 million