Dealers provision of "instant credit" exploited in scheme, regulator says
Firm avoides prosecution, agrees to disgorgement, restitution
Police allege site was used for money laundering
Former CEO awarded $5.3 million in statutory damages for firing
Companies sanctioned in settlement for prospectus, registration violations
Ex-trader faces fraud charges over scheme that promised to front run Berkshire's stock picks
Profitable crypto, FX trades allocated to proprietary accounts over investor pools
Exec sanctioned in settlement for alleged violations of derivatives rules
Settlement to address series of retail, institutional compliance issues
Firm, founder overstated its reliance on ESG considerations, regulator alleges