The proposal would allow for disgorged funds to be paid out to victims of industry misconduct
U.S. securities class action filings down in 2022, but crypto cases up, report says
No simple way to separate allegations against the failed firm's former execs
Former promoter sentenced after pleading guilty to conspiracy charge
OSC staff opposed order, amid concerns it could undermine Ontario court's authority to deal with foreign court requests
U.K. regulator accuses analyst of tipping off traders
FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections
A court dismissed the proposed suit involving hospital workers selling new mothers' contact information to RESP dealer reps
Securities prices sometimes relied on single sources, the SEC alleged
An Ontario tribunal handed down $5.1 million in penalties and other costs