Enforcement

Regulation

Coinbase in US$100 million settlement

January 4, 2023 James Langton
Regulation

CFO embezzled from SPACs: SEC, DoJ

January 3, 2023 James Langton
cryptocurrencies
Regulation

U.S. regulators highlight crypto concerns

January 3, 2023 James Langton
Regulation

IIROC fines CIBC World Markets $119K for control failures

December 22, 2022 IE Staff
Regulation

FSRA orders Greatway Financial to deliver revised training

December 22, 2022 Melissa Shin
Financial Services Regulatory Authority of Ontario logo
Industry

FTX founder Bankman-Fried makes first U.S. court appearance

December 22, 2022 Larry Neumeister, The Associated Press, The Associated Press
Regulation

Scotia sanctioned for supervisory snafus after multiple reps fired

December 22, 2022 James Langton
Business lawyer team. Working together of lawyer in the meeting.
Regulation

Wells Fargo to pay US$3.7 billion in restitution, penalties

December 20, 2022 James Langton
Industry

FTX founder agrees to extradition to U.S., attorney says

December 19, 2022 The Associated Press
cryptocurrencies
Regulation

SEC discretion nets tipster US$37M award

December 19, 2022 James Langton
Businessman Blowing Whistle Isolated on White Background
Regulation

Court case against ex CannTrust leaders should prompt OSC ‘soul searching’: experts

December 16, 2022 Tara Deschamps, The Canadian Press
Regulation

“Cryptoqueen” cohort pleads guilty to fraud charges

December 16, 2022 James Langton
Pile of cryptocurrency coins