Proposed disclosure requirements would result in few clients actually reading and understanding document, IIAC says
Despite the CSA’s introduction of a national disclosure regime after Bre-X, investors find it provides little protection
Review identifies environmental liabilities and risks as areas of concern
Measure aimed at improving transparency in client relationships
Comment period open until April 22
Despite the secrecy, the proposed regulations “will substantially enhance the current disclosure regime governing PPNs,” the CSA says
Carbon Disclosure Project questionnaire mailed to the 200 largest public companies in Canada
RBC Asset Management Inc. has received a regulatory exemption from certain mutual fund portfolio reporting requirements, provided that disclosure is made in the management reports of fund performance for each mutual fund and that certain records of portfolio transactions are kept.The firm sought relief from the requirement that mutual fund managers file a report within […]
Changes streamline annual filing requirements
The U.S. Securities and Exchange Commission is seeking public comment on possible revisions to its disclosure requirements for oil and gas reserves.The concept release poses questions on: whether the commission should revise the proved reserves definition, including the criteria used to assess and measure proved reserves; how new technologies impact the definition of proved reserves […]