The final point-of-sale document has yet to be released, but dealers fear their concerns won’t be addressed
The self-regulatory organization is seeking more info on firms’ regulatory capital positions
New form takes effect Dec. 31
Joint Forum revisions fail to address framework’s key problems
452 reviews conducted by corporate finance branch
Data from the Canadian Securities Administrators show that more than 60% of companies’ disclosure is lacking
Association still has some concerns with revised framework
Proposed rule amendments will make it easier for investors to gain access to timely financial information
IDEA will replace EDGAR system
The Canadian Securities Administrators is moving to adopt its proposed new disclosure certification rule.The CSA has published the final version of National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, and, in Ontario, it has been sent to the finance minister for approval.The proposed rule requires an issuer’s CEO and CFO to […]