The Mutual Fund Dealers Association of Canada is seeking to exempt reps from delivering leverage disclosure when it’s not relevant.The MFDA is proposing amendments to its rules that would limit delivery of the leverage risk disclosure document to instances in which leverage is being recommended to the client, or when a rep becomes aware of […]
Many Canadian companies need to clean up their acts when it comes to disclosing the risks they face.The Canadian Securities Administrators have issued reports noting recurring risk disclosure “deficiencies” in the management’s discussion and analysis that accompanies financial statements of Canadian public companies, according to a report published in March by the Canadian Institute of […]
The new rule forces firms to attach an “all in” number to their executives’ pay packages
The final point-of-sale document has yet to be released, but dealers fear their concerns won’t be addressed
The self-regulatory organization is seeking more info on firms’ regulatory capital positions
New form takes effect Dec. 31
Joint Forum revisions fail to address framework’s key problems
452 reviews conducted by corporate finance branch
Data from the Canadian Securities Administrators show that more than 60% of companies’ disclosure is lacking