Rule intended to address complaints from investors who were not informed of fees and charges
Report finds shortcomings in companies’ disclosure
The Canadian Securities Administrators (CSA) Wednesday published a guide to help reporting issuers meet existing environmental disclosure requirements.CSA Staff Notice 51-333 Environmental Reporting Guidance is intended to assist issuers in assessing which information must be disclosed on material environmental matters, such as risks related to weather patterns or environmental legislation. These disclosure requirements are set […]
Or should regulators intervene more directly to protect investors?
Report spells out the results of compliance reviews for fiscal 2010
Fund companies will be required to produce document effective Jan. 1
Exemption applies for one year, or until SROs’ CRM rules take effect
More information would strengthen investor protection: Leong
Applications due Sept. 30
Reviews focus on new products and principal-protected notes