Fund giant fined over misleading information about fund's ESG screens
Regulators propose new streamlined fund reports
Moves to sub-penny trading increments among reforms to reduce costs, enhance transparency
Complying with new ESG naming requirements proving harder than expected for some firms, regulator says
Trade group issues recommendations for crypto custodians
Fund industry warns about risks to investors as portfolio reporting increases
Regulator details anti-greenwashing efforts, anticipates new disclosure demands
Administrative changes are welcome in an area fraught with uncertainty
Let’s use principles-based regulation to clients’ advantage
Sentencing followed long-running scheme that diverted more than $10.7 million of investor funds