SRO curbs exemptions, toughens firms' approval requirements
Court rules no evidence of common breach, given differences among investors
Exam division details compliance priorities for year ahead
Approval regime, proficiency are among areas covered in latest consultation
Bank failed in its dealings with customers facing financial distress
Regulators propose new streamlined fund reports
Moves to sub-penny trading increments among reforms to reduce costs, enhance transparency
FP Canada clarifies financial planners' obligations when client relationships end
Both sides appealed rulings involving rep inheriting client's estate
Trade group issues recommendations for crypto custodians