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Keyword: Conflicts of interest

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usiness team in a meeting looking at a sheet of paper

Ontario's auditor general said the OSC could have acted sooner to address "hidden and unfair" fund fees

business man using magnifying glass to inspect documents

The regulator is set to examine banks' product shelves and tied selling

Modern office building close up in sunlight

FSRA issues guidance on credit unions' market conduct frameworks

gavel

Incentive structure favoured in-house funds over third-party funds, regulator found

Queen's park, Ontario

The Ontario government has asked the OSC to review banks' fund lineups, tied selling

old way, new way

U.S. firms continue to put their own interests ahead of clients' interests, regulators say

eb and internet concept with social media and social network signs and words

ESMA issued a statement to investors, market manipulators about posting online

GameStop

Action on issues uncovered in SEC review would prove positive for most, Moody's says

Federal Reserve building in Washington DC, US. Close up of a top part of the building with eagle statue.

Robert Kaplan's resignation follows a similar announcement earlier Monday by Eric Rosengren

Two business men shouting through megaphones

The advocacy group calls for action to preserve competition and protect investors