U.K. regulator allows funds to bundle payments for research, trade execution
U.K. regulator's review IDs weaknesses in high-risk product sales, conflicts and conduct standards
Panel rejects OSC's allegations on unregistered trading, other breaches
Legal challenge to enforcement findings will need $100K in funds to continue
Proposals aim to guard rating independence, boost transparency
Regulator requests monetary penalties, disgorgement, costs and market bans
Actions represented a "serious" conflict of interest, panel says
Rep lost money alongside clients in unapproved outside investment
SRO consulting on possible reforms to rules around research, underwriting
Review flags conflict, independence shortcomings in private asset valuations