Firm breached fiduciary duty by unfairly allocating losing trades to clients
Amid industry pushback, exchange scraps plan to increase notice requirements
FCA review will examine expected impact of AI on retail financial markets
FCA consults on latest phase of new rules for crypto firms
Exchange to drop "minor violation" process, add new remediation function
U.K. proposes to ease benchmark regulation adopted after manipulation
Exchange agrees to reforms, capital hit to address concerns raised by review
OSC had previously placed restrictions on the man as a mutual fund rep and volunteer minister
"Dot-com" era conflict restrictions no longer needed, regulator agrees
Compliance review will examine industry conflicts with investors' interests