European regulators' paper examines investor protection issues arising from investment industry's digitalization
Regulators welcome voluntary code for ESG ratings, data providers
U.K. regulator says investors not getting benefit of higher interest rates as firms "double dip"
Decision on tougher investor protection measures coming by end of 2025
Draft guidance forms part of larger effort to improve industry conduct
Crypto platform promises to fight regulator's charges
The certification body also proposed a "monitor and review" practice standard
Group to focus on investor-advisor relationships, complaints, suitability
Former fund rep was named in clients' wills and solicited money from them
Groundbreaking securities lawyer, Glorianne Stromberg, dies