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156 results found
Investing

Regulator proposes new regime to pay out disgorged funds to victims of misconduct

"Landmark" legislation is significant step forward in protecting investors, organization says

Gavel and Money - Canada stock photo

SRO proposes doubling maximum fines, toughening suspensions

Retirees duped by fake investment for almost a decade, SRO finds

Review process

Regulator reports results of first supervisory reviews at planner/advisor titling organizations

Queen's Park, Ontario, Canada

Government endorses OSC's investor protection, capital formation efforts

cryptocurrencies

Regulators craft detailed standards to implement new crypto regime

Judge's gavel with magnifying glass on black.

Four banks face lawsuits over duplicate NSF fees

CIRO firms exempt from new standards for Quebec financial firms

right or wrong choice

Changes come in the wake of independent review of SRO's arbitration program