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African businessman holding letter reading bad bank news about debt

It remains up to regulators to act on long-standing recommendation

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Investor advocates want even stricter rules, but industry groups raise concerns about timing and jurisdiction

Financial technology business investment concept illustration with data computer background

Budget promises examination of digitalization, single complaint-handling body

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American SRO proposes rule to accelerate resolutions for vulnerable investors

Canadian Parliament Building at Dusk

Consumer groups call on Freeland to designate OBSI as binding bank ombud

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Service issues overtook suitability as top concern, OBSI reports

changes ahead sign

Promises for action on OBSI have repeatedly gone unmet, however

The Ontario regulator is reviewing how well complaints are addressed

  • By: IE Staff
  • December 23, 2021 December 23, 2021
  • 12:01
advisor-client meeting

The FCA is reviewing its consumer compensation scheme, which is under stress from past misconduct

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FSRA issues guidance on credit unions' market conduct frameworks