SRO proposes doubling maximum fines, toughening suspensions
Retirees duped by fake investment for almost a decade, SRO finds
Regulator reports results of first supervisory reviews at planner/advisor titling organizations
Government endorses OSC's investor protection, capital formation efforts
Regulators craft detailed standards to implement new crypto regime
Four banks face lawsuits over duplicate NSF fees
CIRO firms exempt from new standards for Quebec financial firms
Changes come in the wake of independent review of SRO's arbitration program
Firms use forced arbitration to discourage clients from pursuing complaints
The SEC sanctioned the firm for violating whistleblower protections