Reps allegedly took $1 million from an elderly client
SRO sets out regulatory agenda for year ahead
Harmed investors will be able to make claims for share of sanctions, April 1
U.K. regulator seeks faster resolutions for clients, greater certainty for firms
Review will consider far-reaching reforms to dispute resolution mechanism
New evaluation comes amid regulators' ongoing reform work
Targeted support services intended to combat advice gap
Bill raises enforcement penalties, enables binding dispute resolution
FCA consults on latest phase of new rules for crypto firms
Courts awards plaintiffs' costs, criticizes effort to force foreign arbitration