Firm to pay US$3.3 million to settle charges
An open discussion enhances client trust
More clients are asking advisors to be specific about what clients get for the fees they pay. Addressing the issue can be an opportunity to demonstrate your value
Burner failed to reimburse clients for DSCs on fund trades
Advisors should expect smaller, gradual changes in the next few years, regulators say
Panel debates merits of improved disclosure of advisor compensation
Canadian investors seem reluctant to pay fees explicitly
U.S., Britain and Australia take action