Ethics and disclosure are key to whatever compensation model financial planners and financial advisors employ
The regulator’s final statement of priorities, published on Thursday, also includes a commitment to deal with embedded commissions
New Greenwich Associates report finds that RBC Capital Markets continues to be the industry leader in market share
Review of compensation-related conflicts reveals that disclosure alone is not sufficient
New CARP survey finds that 89% of Canadians over the age of 55 are in favour of a best interest standard while 79% are opposed to embedded fees
The company is also shifting qualified investors into its private wealth series automatically so that they can take advantage of lower fees
In the post-CRM2 era, clients and regulators are demanding transparency from advisors. Your best response is to turn this obligation into an opportunity to show your clients what you do for them
Rising interest rates should boost net interest income, which is likely to incentivize more trading competition, a new Fitch report suggests
The first phase of a three-part research project on the impact of CRM2 finds that many don’t know how advisors are paid or the types of fees they pay
Explain why some mutual funds, such as emerging markets, funds incur higher expenses than others