The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed
The proposed rules are designed to ensure a higher standard of consumer protection
This strategy can work well for wealthy clients with large TFSA balances
Average monthly revenues down, expenses up since Covid-19 hit
The bank was fined $400,000 after it overcharged seniors $31 million
New regulations take effect Nov. 15
Court denies leave to appeal certification decision in a BMO funds case
The Montreal-based co-op is the latest Canadian firm to offer no-fee trading
The CSA is expected to propose new cost reporting for investors
The firm is also renaming certain mutual funds and eliminating the O series of nine funds