Here are six ways to demonstrate value to clients
Regulators objected to applying "best execution" duties to fund selection
Regulator's reviews uncover shortcomings in brokers' Reg BI compliance
FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections
Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban
New guidance encourages insurance industry to accommodate financially stressed clients
Fees charged to certain accounts didn't match fee agreements
The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers
Many investors under 35 are being drawn to zero-commission online brokerages
Bank sanctioned over misconduct in auto lending and banking