Traditional fund managers will be challenged to attract, retain assets
CSA and CCIR finalize CRM3 rules, give industry until 2026 to adopt
Firm failed to inform clients about added forex charges, regulator alleged
Proposed class action claims that improper fees hurt investors' returns
Fitch says Wall Street giant is seeking stability in retail fee revenues
Here are six ways to demonstrate value to clients
Regulators objected to applying "best execution" duties to fund selection
Regulator's reviews uncover shortcomings in brokers' Reg BI compliance
FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections
Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban