The goal is to encourage investor confidence
Regulators disagree over the approach to reporting certain off-book positions to clients
FAIR Canada comments on MFDA’s CRM2 amendments
In this week’s Gaining Altitude, Dan Richards, CEO, Client Insights, says CRM2 will have clients increasingly focus on what they pay for the advice they receive. He outlines how advisors can communicate their value by focusing on specific outcomes.
The IIAC responds to a recent Inside Track column from the advocate for investor protection
Advisors cannot hope to remain compliant without the strategic use of technology
After stonewalling reforms for years, the investment industry has no one but itself to blame for the onslaught it now complains about
Regulator aims to bring its rules in line with rules adopted by the CSA
Susan Wolburgh Jenah, president & CEO, Investment Industry Regulatory Organization of Canada (IIROC), discusses the evolution of the investment regulatory landscape, including how to broach CRM-2 with clients, the fiduciary question, and professional standards in Canada. Jenah spoke at CIFPs 2014 in Halifax.
First batch of amendments take effect July 15