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Keyword: Client relationship model

233 results found
chart showing downward movement

Fund costs fell after CRM2

CSA research details the evolution of fund costs in the face of transparency reforms

Patron saint of investor protection passes away

Groundbreaking securities lawyer, Glorianne Stromberg, dies

Magnifying glass image

Regulators lay groundwork for total cost reporting

Industry braces for technical challenges as new disclosures take effect

Couple getting financial retirement advice from consultant at home

Transforming the fee conversation with total cost reporting

TCR is coming for investment and seg funds

  • By: Susan Silma
  • September 14, 2022 September 14, 2022
  • 15:57
client meeting

Fight over CRM3 feels familiar

Industry groups and investor advocates are divided on timelines and scope

Businessman hand showing financial report on table

CSA, CCIR double down on total cost reporting pledge

Consultation on improving, harmonizing fund disclosure remains open until July 27

compliance puzzle

As CFRs loom, some still struggle with CRM2

BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes

advisor with client

Value for fees: What investors now expect from their advisors

Changing investor expectations create new opportunities for advisors

  • By: Susan Silma
  • November 4, 2020 November 4, 2020
  • 15:58
client meeting

How are investors responding to enhanced disclosure?

Surveys show that the introduction of Fund Facts and CRM2 reports is achieving policy objectives

First enforcement, now an exemption

After sanctioning non-compliance, IIROC board grants relief from CRM2 provision to TD Waterhouse