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CI makes portfolio management changes

The firm will merge its Canadian small cap and large cap equity teams to form a single Canadian growth team

  • By: Leah Golob
  • January 16, 2018 January 19, 2018
  • 12:10

The changes will take effect in January

Most advisors favour having non-producing branch managers, but there are some who say the old approach still has value

Part two of a Canadian small-cap roundtable

IIROC sanctions called “disproportionate”

  • By: IE Staff
  • November 4, 2014 December 19, 2017
  • 14:10

Taking the lead in your branch means you have responsibilities that extend well beyond your personal activities and you are vulnerable should things go wrong. Start by questioning everything that currently holds your branch together

Former Canada Genuity branch manager fined $60,000

  • By: IE Staff
  • March 10, 2014 December 19, 2017
  • 09:05

Two transactions found to be contrary to the best interests of Capital Hill Fund

Raymond James manager failed to properly supervise rep who recommended margin borrowing to elderly clients

  • By: IE Staff
  • July 9, 2013 December 19, 2017
  • 15:00

Ex Wolverton and Canaccord reps no longer registered

  • By: IE Staff
  • June 3, 2013 December 19, 2017
  • 13:20