Regulation can help firms and advisors deliver better client outcomes
Advisors say they are not consulted when their firms foist new software systems on them. Here's how some firms get it right
A client scenario shows the importance of inquiring about assets you don’t administer
Advisors discuss the need to prepare for tough times
Significant product changes offer opportunities to engage clients, get to know them better and address suitability
Branch-based advisors with the Big Six enjoyed book and client-roster growth
To ease client worries, advisors may need to be responsive in case of emergencies
An advisory group will provide input on title regime and oversight
From product allocation shifts to differences in the average advisor’s profile, notable distinctions were revealed
RFRA, RRA and RRC are the latest approved designations