Glen Rattray has guided clients through many bear markets and crises since joining the investment industry in 1985
It’s time to think differently about client communications and disclosure documents
Challenges include product availability, proper portfolio construction
Mitigate your risk amid potential enforcement delays, CFR audits
Opportunities and challenges must be weighed
Wealth management's earnings were up, as number of less-experienced advisors dropped
Hybrid model may provide better client outcomes
IFIC's annual investor poll found fewer investors are relying on advisors for fund purchases
There's more than one approach to advisor succession
The rule includes the regulator's fee calculations for credentialing bodies