The DoJ and SEC settle with the bank for violations arising from separate bribery, fraud schemes
Five whistleblowers share a combined US$1.1 million for enforcement tips
SEC also awards whistleblower who initially tipped off their lawyer
Former Nomura trader gets probation for 2017 conspiracy conviction
SEC says "free" trading cost customers US$34 million in poor pricing
There's proliferation of pandemic pump-and-dumps, Ponzi schemes and phoney deposits
SEC makes exception from ban on payouts for compliance staff
Top U.S. regulators are leaving their agencies in months ahead
New rules will expand the content of market data, allowing for competing data consolidators
Firm to return US$170 million to investors in SEC settlement