Weak trading volume can have multiple negative impacts
Eighteen traders generated at least US$31 million in illicit profits, regulator says
U.S. regulators stress that the digital asset sector faces AML obligations
Edward Bernard will serve as chair
FINRA has developed resources to help firms comply with the SEC's new conduct rules
Fee changes would have to be submitted for comment and approved
The regulator ruled that the company violated federal securities laws and ordered it to pay a US$24 million penalty
Investors allegedly weren't told that managed account products used proprietary funds
Firm allegedly violated the U.S. Foreign Corrupt Practices Act
New rules allow certain ETFs to come to market more quickly