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Company: Securities and Exchange Commission

1023 results found
Businessman Blowing Whistle Isolated on White Background

Whistleblower gets over US$10 million for exceptional cooperation

new rules

Regulator to consider added curbs on leveraged, inverse ETFs

Stock market background design

Despite discipline, commissioner calls for creativity in investor education

Whistleblower

New record payout rewards tip that led to multiple enforcement actions

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Tech firm settles allegations that crypto offering violated U.S. rules

gavel

Firm admits to bribery charge in Malaysian sovereign wealth fund scandal

rules and regulations

Two commissioners have criticized the weaker standards, claiming they reduce transparency

Horizontal Seamless Pattern of the symbols of dollar currency on transparent. Vector background with green signs of dollars. The pattern can be used for your ad, poster, banner of USD money. Vector

SRO aims to boost annual revenues by US$225 million by 2024

Whistleblower

Financial rewards totalled US$175 million in fiscal 2020

Closeup of mallet being hit on stacked coins at table in courtroom

Deal with regulators involves $920 million in sanctions and disgorgement