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Business People Meeting Discussion in a boardroom concept

The regulator extended existing relief for issuers and investment advisers

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

Whistleblowers take home combined US$570,000 for enforcement tips

Whistleblower

A whistleblower tipped off the SEC and assisted in an investigation

rules and regulations written on folder

The group says investors need greater protections and oversight in private offerings

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Scammers purportedly posed as real reps to deceive investors

client meeting

Regulator adopts mutual funds' "layered" disclosure model for insurance products

Hospital workers

The SEC said operations would not be affected

Whistleblower

Awards would be capped at US$10 million

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

Both the U.K. and U.S. regulators have issued statements

rules and regulations written on folder

The SEC seeks comment on rules that aim to prevent investor deception