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Company: Securities and Exchange Commission

1212 results found
cryptoassets regulation

Report calls for action on enforcement and regulatory gaps

Pile of cryptocurrency coins

The crypto industry often uses influencers and celebrities to promote new tokens or products

bitcoin ethereum litecoin concept coins on black

Regulators say investors were misled about bullion backing digital token

Magnifying glass focused an invoice with negative numbers

RSM allegedly failed to properly carry out audits of a firm that was found to be inflating revenues

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

Regulators allege that traders made over US$1 million in illicit profits

Calculator pen, balance sheet and statistics for sales and taxes

Deloitte's Chinese division had clients do some of their own audit work

Closeup of mallet being hit on stacked coins at table in courtroom

SEC sanctions firms for pervasive record-keeping violations

Block letters spelling fraud, with magnifying glass

SEC, DoJ allege that market manipulation drove penny stock to outlandish valuation

gavel on a laptop

Insider trading ahead of Motley Fool stock picks netted millions in illegal profits

Judge's gavel with magnifying glass on black.

Inquiry follows exam cheating scandal, other auditor misconduct