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Company: Securities and Exchange Commission

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Technology security concept. Modern safety digital background. Protection system

Exchange failed to immediately report VPN vulnerability exploit

Stealing money

Pair exploited inside knowledge of pension giant's trading plans

Blue spikes

Changes will raise demands on firms to warn investors about breaches


States failed to establish standing to oppose the rule

Wall street sign in New York with American flags and New York Stock Exchange background.

Rules were initially crafted to discourage excessive risk taking in the wake of the global financial crisis

Judge's gavel with magnifying glass on black.

Firm allegedly recycled audit papers, routinely failed to meet standards

stack of gold coins on a dark background

Elderly investors duped into converting retirement savings into overpriced coins

Pro bono advice

Labor Department finalizes fiduciary rule for retirement advice


Trader defrauded platform of over US$110 million in novel market manipulation

Tax inspection

The rule is pending review in the U.S. Court of Appeals for the Eighth Circuit