Whistleblower gets over US$10 million for exceptional cooperation
Regulator to consider added curbs on leveraged, inverse ETFs
Despite discipline, commissioner calls for creativity in investor education
New record payout rewards tip that led to multiple enforcement actions
Tech firm settles allegations that crypto offering violated U.S. rules
Firm admits to bribery charge in Malaysian sovereign wealth fund scandal
Two commissioners have criticized the weaker standards, claiming they reduce transparency
SRO aims to boost annual revenues by US$225 million by 2024
Financial rewards totalled US$175 million in fiscal 2020
Deal with regulators involves $920 million in sanctions and disgorgement