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Dissenting commissioner says it's "absurd that the commission is excusing billionaires from the notice-filing requirement"

Law.

SEC also enjoyed a record level of co-operation in its enforcement efforts

Whistleblower

Three victims of fraud notified SEC of scheme targeting retail investors

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Firm and its founders ordered to pay US$6.9 million

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The increases came in spite of the U.S. federal government shutdown

Stacked white books on rules and regulations

Proposals include stricter rules about proxy solicitation and shareholder proposals

hand holding a megaphone

SEC also extends soft-dollar relief related to MiFID II

Whistleblower

A sports auction site allegedly required investors to sign an agreement stating they would not report violations to the SEC

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Proxy advisory firm claims guidance is "arbitrary and capricious"

usiness investment opportunities on a global scale

Global Financial Innovation Network grows to include 50 organizations