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Company: Securities and Exchange Commission

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a man interrupts a cascade of falling dominoes

Regulator concerned that investors may be duped by efforts to pump dormant stocks

Antiguan authority admitted obstructing SEC investigation into Stanford scheme

chips

A tip that generated SEC and DoJ enforcement action has garnered two financial awards

gavel

Regulator pays out another US$3 million for enforcement help

51103421 - a hand painting symbols of alternative energy sources in green. green background. concept of clean environment.

New administration making global warming fight a priority

a man interrupts a cascade of falling dominoes

Inactive company saw trading spike amid online chatter

senior man giving credit card details on the phone

Loneliness, cognitive decline and an increased reliance on the internet intensify investors' vulnerability

dollar boat in the bad weather illustration economic instability

The pandemic revealed money market funds are still susceptible to extreme market stress

businessman documents smart phone digital tablet graph business diagram

The market battle that involved GameStop, AMC has sparked a review of trading practices

Judge gavel, scales of justice and law books in court

Regulator says firm used Ponzi tactics to fund distributions