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The updated rules would be designed to make it easier to pay financial rewards to tipsters

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The revised agreement is aimed at addressing issues such as the regulation of swamps and security-based swaps

U.S. regulator adopts rule to modernize fund disclosure

Piwowar briefly served as acting SEC chairman

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SALI aims to better equip investors to protect themselves against fraud

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The U.S. regulator has also proposed introducing a mandatory new disclosure document that sets out the terms of advisory relationships

The information “strongly supported” several successful enforcement actions

The whistleblower first reported the information to another federal agency and later provided the same information to the SEC

Audio recording tells investors what fraud sounds like

Washington DC skyline with Monument Capitol and Abraham Lincoln memorial

U.S. securities regulators are planning to test trading fee limits