Financial sector funds now out of bounds for regulator's employees
U.S. authorities allege man secretly traded after overhearing wife's M&A deal
Broker failed to alert investors to cheaper investing channel, regulator alleges
ETF firm failed to disclose influencer's role in touting fund, regulator alleged
Firms failed to ensure that all communications went through approved channels
Regulators aim to enhance systemic risk oversight, investor protection
Trading bot used for wash trading, spoofing crypto token
Fund industry critics worry about rules' impact on liquidity, costs
Interest-earning program violated state, federal securities laws, regulators alleged
Students defrauded into financing fictitious AI-powered hedge fund