Promoters allegedly used YouTube videos to pitch investors on Bitcoin trading vehicle, the regulator said
A CSA proposal out for a 120-day comment period aims to enhance the quality and cost of financial reporting
The latest award came on a tip that led to multiple investigations and enforcement actions
SEC orders joint payout to former tipster team who sought separate awards
The SEC alleged an undisclosed control feature led to stale index reporting
In a staff statement, the regulator stressed its concerns about liquidity, valuation, fraud and manipulation
Fund manager sought to influence bidding in Neiman Marcus bankruptcy
U.S. regulators will take another 45 days to consider a crypto fund proposal
Alex Oh was named director of enforcement last week
The SEC paid US$3.2 million for tip and ongoing assistance, in spite of delay in coming forward