The U.S. Securities and Exchange Commission indicated in a statement today that senior officials at the commission didn’t know that the agency had subpoenaed two journalists’ notes. SEC chairman Christopher Cox issued a statement in response to media reports over the weekend that the agency had “ordered columnists at two Dow Jones publications to provide […]
Case goes back to manipulative accounting by Xerox in 1997-2000
Issuers and auditors to discuss internal control reporting
Revokes the registration of 25 issuers
Fines woman US$15,000
Insurer will pay SEC, New York State over accounting case
Dealer ordered to pay $US100,000 penalty
White tapped to lead corporation finance division
SEC alleges National Clearing officers deceived fund companies
SEC alleges five men helped AIG mislead investors