Aim is to improve compensation transparency
Incentives for issuers include expedicted reviews of annual reports
Beller led effort to implement Sarbannes-Oxley
Calugar to pay US$50 million penalty
The U.S. Securities and Exchange Commission announced today that it filed charges against six former officers of Putnam Fiduciary Trust Company, a Boston-based registered transfer agent, for engaging in a scheme that allegedly defrauded a defined contribution plan client and group of Putnam mutual funds of approximately US$4 million. The commission’s complaint, which was filed […]
Cartwright succeeds Prezioso
Interactive data initiative aimed at giving investors better tools
Rule would ensure all shareholders are paid the same consideration
Dealer fined for violating rules on political contributions
The U.S. Securities and Exchange Commission voted to propose rules that would allow companies to use the Internet to satisfy proxy material delivery requirements.Under current rules, proxy statements and annual reports must be delivered in paper form or, if the shareholder consents, they may be delivered electronically (for example, by e-mail). The electronic delivery option […]