Lawyer says client has been punished enough
Little agrees to permanent cease trade order
Says officers misled commission
Alleges illegal distribution of securities
Move follows IDA sanctions
Regulator responds to implementation concerns
Alleges Tibollo participated in distribution of Saxton securities
Outlines general features of new program
The Ontario and Quebec securities commissions have approved a settlement with CIBC World Markets Inc. at a joint hearing held Thursday. In the agreements, CIBC World Markets admits that it failed to make adequate disclosure of its potential conflicts of interest in recommending the purchase of shares of Shoppers Drug Mart Corp. in five equities […]
Hearing scheduled for March 5