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Company: Ontario Securities Commission

2150 results found

Court upholds OSC’s Shambleau ruling

Standard of disclosure "entirely consistent"

By: IE Staff
February 21, 2003 February 21, 2003
16:10

OSC finds Costello contravened Securities Act

Cites failure to disclose "many conflicts of interest"

By: IE Staff
February 19, 2003 February 19, 2003
09:40

OSC approves settlement with Offshore Marketing Alliance

English receives reprimand, 10 year ban

By: IE Staff
February 17, 2003 February 17, 2003
15:05

OSC extends cease trade order against Valentine

Commission cites breach of previous order

By: IE Staff
February 17, 2003 February 17, 2003
11:10

OSC to consider settlement with Offshore Marketing Alliance

Regulator alleges firm involved in "Prime Bank" scam

By: IE Staff
February 10, 2003 February 10, 2003
14:40

OSC modifies allegations against CIBC World Markets

Drops reference to registered advisors

By: IE Staff
February 7, 2003 February 7, 2003
16:20

Silma to head OSC Investment Funds Branch

New branch underscores importance of sector

By: IE Staff
January 29, 2003 January 29, 2003
10:05

OSC publishes market participant review criteria

Measure intended to promote regulatory transparency

By: IE Staff
December 19, 2002 December 19, 2002
11:30

OSC approves settlements with Edwards, ESI

Illegal distribution of securities

By: IE Staff
December 17, 2002 December 17, 2002
00:00

OSC announces membership of Small Business Advisory Committee

First meeting scheduled for November 19

By: IE Staff
November 7, 2002 November 7, 2002
16:40