OSC team identifies common failings
Fractured regulatory system fosters fragmentation says Brown
Model undermines progess to harmonization says Brown
But must register as a limited market dealer in six months in some provinces
The Ontario Securities Commission has unveiled three proposed rules it says are the latest efforts to reassure investors in the wake of U.S. financial reporting scandals.The new rules require: the CEO and chief financial officer of publicly traded companies to personally certify four times a year that their issuers’ annual and interim filings do not […]
Bates, Thakrar, Wigle
Saskatchewan rep engaged in trading in Ontario prior to being registered
Brown in Banff to address conference
Issues cease trade order against FEDI
OSC’s Brown says new regime will won’t ignore changes in U.S.