Venture that led to conviction also violated securities rules, regulator says
OSC asked to review OM exemption, beneficial ownership registry being examined
OSC proved most of its case against failed firm's founders, panel ruled
Regulator calls for more enforcement tips on emerging issues
Regulator details vision for retail funds that hold long-term assets
Regulator to embed ESG considerations into compliance, enforcement work
CIRO must get on with the enforcement proceeding, if that's what it intends to do
Regulatory order breach results in fine, disgorgement and a new ban
Regulator charges Weizhen Tang with breaching permanent ban imposed in 2016
OSC finds investors favour human-AI combo, no fear of AI advice